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Open Citations Extension Project

I am pleased to announce that the JISC have funded an extension to the Open Citations Project to run from 1st August 2012 until 31st January 2013, during which we will review and revise the technology used to create the Open Citations Corpus, will update the content provided by PubMed Central, and will improve its presentation.  We will also prototype value-added services over the open citations data, to demonstrate their usefulness and to justify further funding that will permit a major expansion of the corpus in 2013 to include reference lists from subscription-access journals, including those from Nature Publishing Group, Science and other AAAS publications, and Oxford University Press.  In preparation for this, we will collaborate with CrossRef to determine how best to ingest reference data into the Open Citations Corpus in an on-going manner.

Full details are given in the Case for Support.  Watch this space!

Oxford University Press to support Open Citations

I am delighted to announce that Cathy Kennedy, OUP’s Senior Publisher for Journals, has just written to me as follows:

“Oxford University Press is delighted to support the Open Citation Corpus initiative in the interest of furthering and disseminating scholarship.  We are making the reference lists of articles in a number of journals we own available for inclusion in the Open Citations Corpus, and will be consulting further with our partner societies on extending the initiative to include their journals in due course”.

OUP thus becomes the third publisher of subscription-access journals, and the first university press, to declare its willingness to make the reference lists in journal articles publicly available.  Congratulations, OUP!

Are we starting to see the beginning of a sea change in attitudes?  Watch this space.

Open Citations and Semantic Publishing

Given the renewed interest among publishers in the Open Citations Corpus, following the decisions by Nature Publishing Group, publisher of Nature, and by the American Association for the Advancement of Science, publisher of Science, to open their citation data for inclusion in the corpus, I thought it would be helpful to provide links to videos of two conference presentations I gave that describe the Open Citations Corpus in the context of our other work in the area of semantic publishing.

The first of these was an invited contribution with the title Enriching Scientific Citations to Facilitate Knowledge Discovery, given to publishers at the Scientific, Technical and Medical Publishers Innovations Seminar 2010 entitled “Flows in Flux: how publishing technologies change the researcher’s life”, held in London, UK, on 3rd December 2010:

lecture: http://river-valley.tv/media/conferences/stm-innovation-2010/0202-David-Shotton/

slides: http://imageweb.zoo.ox.ac.uk/pub/2010/Presentations/SHOTTON_Citations_STM-Innovations-Seminar-03Dec2010.pdf

abstract: http://imageweb.zoo.ox.ac.uk/pub/2010/Presentations/STM_Innovations_Seminar_2010_ABSTRACTS.pdf

The second presentation, given almost a year later, was an invited contribution with the title The SPAR (Semantic Publishing and Referencing) Ontologies and the Open Citation Corpus, given to librarians at SWIB11 (Semantic Web in Bibliotheken; Semantic Web in Libraries Conference 2011) “Scholarly Communication in the Web of Data”, held in Hambrug, Germany on 30th November 2011:

lecture: http://www.scivee.tv/node/39208

slides: http://imageweb.zoo.ox.ac.uk/pub/2011/presentations/Shotton_SWIB11_SPARandOpenCitationCorpus_30Nov2011.pptx.pdf

abstract: http://imageweb.zoo.ox.ac.uk/pub/2011/presentations/Shotton_Abstract_for_Presentation_at_SWIB11.pdf

Further details of the Open Citations Corpus and the SPAR ontologies, and their applications are, of course, given in this Open Citations and Semantic Publishing blog, for which the following two posts provide the best introduction for those coming here for the first time:

JISC Open Citations Project – Final Project Blog Post

Introducing the Semantic Publishing and Referencing (SPAR) Ontologies

Science joins Nature in opening reference citations

Hot on the heels of my announcement on Monday that Nature Publishing Group has agreed to open its articles’ reference lists, I am delighted to announce that Science Magazine, the American Association for the Advancement of Science’s premier global science weekly, together with the other AAAS journals Science Signalling and Science Translational Medicine, will also open their articles’ reference lists, and contribute the bibliographic citations contained within these lists as open linked data to an expanded Open Citations Corpus, where they will be freely available for everyone to use in whatever manner they choose.

Preparations to expand the corpus in this manner, by integration with the reference processing pipeline of the CrossRef Cited-By Linking service, will be undertaken over the last six months of this year, and incorporation of the references from the AAAS journals into the expanded Open Citations Corpus is planned to commence in the first half of 2013.

Now that the world’s two most presigeous scientific journals have declared their hands, it is time for other subscription-access publishers to step up and join them, for the reasons given in my earlier post.  I am presently in discussion with a small number of other major STM publishers, and hope to be able to make further announcements in the near future.  However, there are many other publishers with whom I have not yet been able to make personal contact.  Those who would also like to become ‘early adopters’ of the Open Citations publishing model should contact me at <david.shotton@zoo.ox.ac.uk>.

Access to Citation Data

The JISC, in response to its invitation to tender, has recently funded Curtis+Cartwright Consulting Ltd, a research and strategy consultancy, to undertake an independent study entitled Access to Citation Data: A Cost-Benefit and Risk Review and Forward Look.  Evidence gathering for the study has just started, and the consultants are due to produce a report on this subject by next February.  This report will be one of a series of high profile reports that the JISC is commissioning to inform the UK FE/HE sector on key issues relating to digital infrastructure.

The JISC has invited me to serve on the steering group for this study, which will in particular be reviewing the Open Citations Corpus, both to provide intelligence and to act as a case study and as a potential recommended corpus of citation data.

I look forward to working with the review team, starting later this month, and anticipate that we will benefit from this investigation as well as contribute to it, since we anticipate that Curtis+Cartwright will be able to advise on sustainable business models for such open access citation data corpora.

Nature to open its reference list data

Bibliographic references are the links that knit together independent scholarly endeavours.  I am thus delighted to announce that Nature Publishing Group, publisher of Nature, Nature Genetics and many other leading journals, has agreed to open its articles’ reference lists, initially for a selected number of NPG journals, and contribute the bibliographic citations contained in these lists as open linked data to an expanded Open Citations Corpus, where they will be freely available for everyone to use in whatever manner they choose.  Preparations to expand the corpus in this manner, by integration with the reference processing pipeline of the CrossRef Cited-By Linking service, will be undertaken over the next six months of this year, and incorporation of the references from the selected NPG journals into the expanded Open Citations Corpus is planned to commence in the first half of 2013.

As the first subscription-access publisher to opening its reference lists in this way, Nature Publishing Group is further demonstrating its commitment to ‘lead from the front’ in its embrace of new semantic publishing technologies.  Only two months ago, this publisher announced its decision to open up the bibliographic records of its journal articles as open linked data.  On 4th April, NPG’s Linked Data Platform press release read:

“Nature Publishing Group (NPG) today is pleased to join the linked data community by opening up access to its publication data via a linked data platform. NPG’s Linked Data Platform is available at http://data.nature.com.      The platform includes more than 20 million Resource Description Framework (RDF) statements, including primary metadata for more than 450,000 articles published by NPG since 1869. In this first release, the datasets include basic bibliographic information (title, author, publication date, etc) as well as NPG-specific ontology terms. These datasets are being released under an open metadata license, Creative Commons Zero (CC0), which permits maximal use/re-use of this data.      NPG’s platform allows for easy querying, exploration and extraction of data and relationships about articles, contributors, publications, and subjects. Users can run web-standard SPARQL Protocol and RDF Query Language (SPARQL) queries to obtain and manipulate data stored as RDF. The platform uses standard vocabularies such as Dublin Core, FOAF, PRISM, BIBO and OWL, and the data is integrated with existing public datasets including CrossRef and PubMed.      More information about NPG’s Linked Data Platform is available at http://developers.nature.com/docs. Sample queries can be found at http://data.nature.com/query. ”

We very much hope that NPG’s example will encourage other subscription-access publishers to open their own journal article reference lists, and become early adopters of Open Citations.  Reasons why subscription-access publishers should willingly join NPG and open their citation data are given in my previous blog post.  While at first coverage among subscription-access publishers will be incomplete, this expanded Open Citation Corpus will, I am sure, draw in increasing numbers of publishers, and in true Web 2.0 style will become more useful the more publishers participate, resulting in value-added bibliographic and bibliometic services being created over the open data. Other subscription-access publishers who would like to contribute their journal article references to the Open Citations Corpus should contact me at <david.shotton@zoo.ox.ac.uk>.

Why publishers should open their references

Why should the publishers of subscription-access journals, who presently generate income from the sale of access to peer-reviewed full text scholarly articles, be willingly open the reference lists of these articles, and contribute these to the Open Citations Corpus for publication as open linked data? I would like to suggest the following reasons:

1. There is a general move towards open data, which is widely regarded as a common good. This includes citation data, i.e. bibliographic references from one article to another (in RDF Turtle format: A cito:cites B . ).
2. The reference lists at the end of journal articles are works of scholarship by the authors, who have chosen to include certain references and exclude other potentially citable papers from the reference list. However, the references themselves are simply items of bibliographic data, formatted according to the journal style, and do not benefit from the author’s creative input.
3. The reference list, together with the front matter (including the bibliographic information about the article itself) and the abstract, has traditionally been included within the copyright protection enjoyed by the article as a whole. However, the bibliographic information about the article and the article’s abstract are commonly made freely available, for example through PubMed. This same openness should now be afforded to the reference list within each article.
4. There is a home for such reference citation data: the Open Citations Corpus has been specifically created to house and publish scholarly bibliographic citation data, and is now preparing to welcome article reference lists from subscription-access journals, to supplement those already contributed from open-access journals.
5. For those publishers who already contribute their reference information to CrossRef as part of its Cited-By Linking service, this can be accomplished without any change to the publisher’s own publishing workflows, just by giving permission for CrossRef to flag the articles of certain journals as having open references. Open Citations intends to collaborate with CrossRef by harvesting the reference lists from such flagged articles, parsing them into RDF, and adding them to the Open Citations Corpus. Provided that the references are already being submitted to CrossRef, no work will have to be done by the publisher, and no changes in publishing procedure will be involved.
6. Open Citations will publish each reference list as an independent RDF Named Graph, with a unique URI, thereby protecting the integrity of the article reference list as a unit of scholarship, the source of which will be explicitly acknowledged.
7. The open citations data will then be offered back to publishers to use as they wish, e.g. for visualization of citation networks, calculation of metrics, etc., providing easier and more usable access to their own citation data than is currently afforded by commercial providers, who do not provide such data in linked data format.
8. Publishers will also be free to host their own open citations data, should they wish to do so.
9. For the majority of publishers, who would still receive subscriptions on the full articles themselves, opening their article reference lists in this way will cost nothing in terms of lost revenue.
10. Indeed, participation in the Open Citation Corpus will bring the following benefits to subscription-access publishers:
– Access to services to be built over the aggregated open citations data, for example an automated reference correction service available to editors upon receipt of a manuscript, for the automated pre-publication correction of errors in reference lists prior to article publication.
– Increased exposure to users of the references to the publisher’s own journal articles – a form of advertising. While at first coverage among subscription-access publishers will be incomplete, this expanding Open Citation Corpus will, in true Web 2.0 style, become more useful the more publishers participate.
– Even while coverage is incomplete, the Open Citations Corpus by its very nature contains reference citations to all the key papers published in every field covered – currently to all the key papers published in every biomedical field, enabling readers more easily to identify and find the most highly cited papers of each contributing publisher.
– Opening citations data will result in white-listing and general good-will from funding agencies, government and other advocates of open data, who might otherwise mandate publication by grantees in alternative open-access journals.
– Opening citations data will lead to support from scholars and researchers themselves, who wil be more inclined to publish in that publisher’s journals, feeling that at last the publishers would be giving back to them some of their own data, rather than selling it back to them as at present.

As my next blog post shows, one leading subscription-access publisher is now willing to open its journal article references in the way I have suggested.  Others who would like to so the same should contact me at <david.shotton@zoo.ox.ac.uk>.

The plate tectonics of research data publication

In biology, the fields of macromolecular structural biology and sequence bioinformatics have, since the 1970s, had established international databases for the deposition of data, and journal policies mandating such deposition prior to acceptance for publication of manuscripts describing the data.  Similar good practices have developed more recently in other disciplines, notably astronomy.  But these are the exceptions, and over the majority of scientific fields data publication remains a minority activity.  For the most part, this is because the technical barriers to publication of research datasets remain so high, and the academic rewards so low, that such publication is undertaken only by the few who regard it as a moral imperative.  However, new policies are combining with new technological capabilities to bring significant change to this publication landscape.

An analogy can perhaps be made with geological plate tectonics.  The new policies of funders and journal publishers towards the open publication of research datasets arising from publicly funded research can be likened to a tectonic plate slowly moving forward with inexorable force, that is colliding with the massive stationary continental plate of established scientific practice, in which data are traditionally regarded as belonging to the research group that generated them, in which data sharing occurs only between trusted colleagues on the basis of personal request, and in which the only publications that are truly valued are those of journal articles.

This traditional position is reinforced by the metrics employed in the assessment of research quality, which, while giving lip service to the value of data publication, regard articles in high impact factor journals as of paramount importance.  And there is good reason why the scholarly research article is so highly regarded, since it is a rhetorical construct in which the authors attempt by the selective presentation of evidence to convince the readers that particular hypotheses are proven.  As such, it can both demonstrate the competence and achievements of the authors, and be evaluated against other such publications by peer review.  In contrast, the publication of a research dataset is primarily a presentation of facts, with no rhetorical content, that can only be validated on the basis of internal self-consistency, information about instrument calibrations, resolution and error estimates, and the possession of adequate descriptive metadata in appropriate formats – much more pedestrian stuff.

However, to return to our analogy, these tectonic plates are colliding, with the traditional plate of data retention facing ultimate subduction beneath the advancing plate of open data publication.  At present there is friction between them, and along much of the sheer zone there seems to be little movement, leading to a build-up of pressure.  Small projects that result in some local movement towards better data management can be likened to minor earthquakes having only local impact.  But these are the precursors to an inevitable major re-positioning of the plates to relieve the mounting pressure for change.  This will result in a major general realignment of attitudes along the whole plate boundary, resulting in a tsunami of open data publication.  We are thus on the cusp between the traditional status quo and a new dramatically reshaped scientific publication landscape, in which open data publication will take its proper place as underpinning the publication of ideas and evidences supporting hypotheses.

Technological projects such as the JISC ADMIRAL Project and its successor the JISC UMF DataFlow Project serve to facilitate this transition by ‘lubricating’ the plate boundary and enabling movement.  In particular, the two-tiered federated data management infrastructure they provide, with local services to meet the private data management needs of individual research groups (DataStage filestore instances) being linked to institutional repositories (DataBank repository instances) by automated procedures for the easy archiving and publication of selected datasets, makes the whole process easier, as illustrated by the following figures taken from the original ADMIRAL Project grant application.

Figure 1: The conventional research data lifecycle  

Four phases mark the activities undertaken in traversing the conventional data lifecycle: formulation, experimentation, interpretation and publication.       The publication outputs from one cycle provide the input to the next.  However, only selected research data are conventionally published.  The original research datasets are frequently abandoned on local hard drives or CD-ROMs, and neither datasets nor papers are submitted to institutional repositories.

Figure 2: The ADMIRAL enhanced research data lifecycle

Raw research data are first organized and annotated in a local research data filestore.  From there they can be shared and used to support publications, and can be automatically archived to institutional repositories, from which they can optionally be published as Linked Open Data on the Semantic Web for public dissemination and reuse.  This figure differs from the DCC Data Cycle model by emphasizing the importance of the local research data filestore.

Figure 3: The effort involved in submitting data to an institutional repository  

As investment is made in the local organization and annotation of research datasets, the effort involved in data submission to an institutional repository reduces to the point where it becomes feasible on a routine basis.

IBRG projects to facilitate data publication and data citation

In the previous post, I outlined reasons why researchers don’t publish data, presented as evidence to the Royal Society’s Policy Study “Science as a Public Enterprise” Call for Evidence.  Here, I summarize activities by members of my Image Bioinformatics Research Group (IBRG) at Oxford University to facilitate data publication and data citation, and thus to help catalyze a cultural shift to a situation in which data publication is as natural a part of research life as is undertaking experiments.

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Data management services and data repositories

We are developing tools and services to assist researchers in their local data management, for their own personal benefit, while facilitating automated data submission to appropriate institutional or subject-specific data repositories, in ways that fit with their normal working practices and impose as little as possible in terms of cognitive overhead – what we term sheer curation.  These include the two-stage data management services we are currently funded to develop by the University Modernization Fund through the JISC DataFlow Project, namely (a) DataStage, a private local data management file system, with automated backup, Web access, and security access control, for use by individual research groups, and (b) DataBank, a cloud-deployable data repository for use by universities, research institutes or large research consortia.  These open source services will be made available for installation by third parties on the Eduserv academic cloud and elsewhere, as required by research groups, institutions and universities both in the UK and internationally.  We seek early adopters!

Curation by addition

For automated data submissions from DataStage to DataBank, that will use the SWORDv2 repository submission protocol to standardize data package ingest, we are intentionally lowering the barriers in terms of metadata requirements for initial data submission, with the the possibility of enriching the metadata at a later date – what we call curation by addition – in order to kick-start the cultural sea change required for data deposition to become routine.  We are trying to avoid the best – the requirement for perfect and complete metadata – becoming the enemy of the good – data publication by any means.

Dryad

We are, through the JISC Dryad-UK Project, working to promote the Dryad Data Repository, a domain-specific repository for biological datasets linked to peer-reviewed journal articles, by bringing additional publishers and journals on board, and enabling Dryad metadata to be published as open linked data.

SWORD

We are also promoting the adoption of SWORDv2 repository communication protocol for data package wrapping, to permit automated deposit to DataBank, Dryad or other SWORD-compliant repositories, and the exchange of metadata between them.

SPAR (Semantic Publishing and Referencing) Ontologies

To enable Dryad, DataBank and similar repository metadata to be published as open linked data, we are creating appropriate data description and data citation ontologies, including FaBiO and CiTO4Data, as part of our suite of SPAR Ontologies, and are using them to provide mappings from the DataCite XML Metadata Kernel to RDF.

Data citation

We are working with DataCite to assign DOIs to Dryad and DataBank datasets, so that data publications become citable, gaining academic credit for the data depositor.

These data citations, when they exist, will fit naturally within the Open Citations Corpus, a collection of some 3.4 million bibliographic citations from within PubMed Central that we have recently established as open linked data, as part of the JISC Open Citations Project.

We have also worked to establish best practice for citing data publications from within the literature, and with one open access journal publisher to influence their Data Publishing Policies and Guidelines to Authors regarding data citation, as detailed in earlier posts on this blog.

Tools for metadata curation

The above tools and services are generic.  Specifically in the biomedical area, we are developing MIIDI, a Minimal Information standard for reporting an Infectious Disease Investigation, to specify the metadata that should for completeness accompany such an investigation, and have recently developed MIIDI Forms, a web tool that facilitates the entry of such metadata, that involves interaction with appropriate web services to enable autocompleting of bibliographic information and specification of geo-coordinates for place names, and permits automated look-up of ontology terms from the NCBI BioPortal. 

Open Research Reports

We are working to create Open Research Reports, open access structured digital abstracts in both human- and machine-readable form that describe datasets or journal articles that relate to infectious disease, based on MIIDI and to be published in an instant data journal format with DOIs to permit referencing and citation.

Tools for creating data management plans

We have recently started working with the Digital Curation Centre to help improve their DMPonline data management planning tool for creating the data management plans increasingly required to accompany grant applications, and useful for managing the flow of data from funded projects.  If our current funding application is successful, this work will be carried forward in the OXFORD DMPonline Project, in which, in addition to adoption, adaption, customization and integration of the tool for use by University of Oxford researchers, we will develop the following generic improvements to the tool that will be fed back to the DCC as open source enhancements for general use across UK academia and internationally:

a)     creation of DaMO, a simple data management ontology,

b)     use of DaMO to create RDF metadata for data management plans,

c)     SWORDv2-wrapping of data management plans for repository submission, and

d)     creation of DMPBank, a DataBank instance specifically tailored for archiving and publishing data management plans.